Firm Disclosures

Please click below for FINRA-mandated disclosure documents:



  • Investor Disclosure Brochure - addresses the scope and terms of the relationship between Commonwealth Financial Network® and the client.


  • Masters Services Agreement - a contract that summarizes the relationship that the client, financial advisor and Commonwealth Financial Network® have in planning the client's financial future.


  • Form ADV 2A - provides information about the qualifications and business practices of Commonwealth Financial Network®.


  • Form ADV 2B - provides information about the financial advisor that supplements the Commonwealth Financial Network® brochure.